{"id":4742,"date":"2018-10-07T15:34:37","date_gmt":"2018-10-07T12:34:37","guid":{"rendered":"https:\/\/fzmayuxbif.wpdns.site\/?p=4742"},"modified":"2023-08-03T15:35:13","modified_gmt":"2023-08-03T12:35:13","slug":"esma-updated-qa-on-mifid-ii-land-mifir-investor-protection-and-intermediaries","status":"publish","type":"post","link":"https:\/\/www.kyprianou.com\/el\/esma-updated-qa-on-mifid-ii-land-mifir-investor-protection-and-intermediaries\/","title":{"rendered":"Esma updated Q&#038;A on MIFID II land MIFIR investor protection and intermediaries"},"content":{"rendered":"<p>The ESMA (European Securities and Markets Authority) has issued an update on the Q&amp;As on MIFID II and MIFIR investor protection and intermediaries.<\/p>\n<p>The updated Q&amp;A can be accessed\u00a0<a href=\"https:\/\/www.esma.europa.eu\/sites\/default\/files\/library\/esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf\">here<\/a>.<\/p>\n<p>The Q&amp;As on MiFID II and MiFIR investor protection and intermediaries topics provides new answers on:<\/p>\n<ul>\n<li>Best execution &#8211; Reporting for firms using a venue\u2019s RFQ system to agree a trade; and,<\/li>\n<li>Investment advice on an independent basis \u2013 Use of a \u2018look-through\u2019 approach.<\/li>\n<\/ul>\n<p>It is reminded that the overall Q&amp;As provide clarifications on the following topics:<\/p>\n<ul>\n<li>Best execution;<\/li>\n<li>Suitability and appropriateness;<\/li>\n<li>Recording of telephone conversations and electronic communications;<\/li>\n<li>Post-sale reporting;<\/li>\n<li>Record keeping;<\/li>\n<li>Investment advice on an independent basis;<\/li>\n<li>Inducements (research);<\/li>\n<li>Information on charges and costs;<\/li>\n<li>Underwriting and placement of a financial instrument;<\/li>\n<li>Client categorisation;<\/li>\n<li>Inducements;<\/li>\n<li>Provision of investment services and activities by third country firms;<\/li>\n<li>Application of MiFID II after 3 January 2018, including issues of\u00a0<em>late transposition<\/em>; and<\/li>\n<li>Other issues.<\/li>\n<\/ul>\n<p>Should you require any assistance or clarifications, you may contact\u00a0<a href=\"\/key_contact\/ioanna-solomou\">Ioanna Solomou<\/a>, Partner, at\u00a0<a href=\"mailto:ioanna.solomou@kyprianou.com\">ioanna.solomou@kyprianou.com<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The ESMA (European Securities and Markets Authority) has issued an update on the Q&amp;As on MIFID II and MIFIR investor protection and intermediaries. The updated Q&amp;A can be accessed\u00a0here. The Q&amp;As on MiFID II and MiFIR investor protection and intermediaries topics provides new answers on: Best execution &#8211; Reporting for firms using a venue\u2019s RFQ [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_seopress_robots_primary_cat":"","_seopress_titles_title":"","_seopress_titles_desc":"","_seopress_robots_index":"","_seopress_analysis_target_kw":"","site-sidebar-layout":"default","site-content-layout":"default","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"default","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"categories":[667],"tags":[],"location":[366],"expertises":[],"key_contact":[],"class_list":["post-4742","post","type-post","status-publish","format-standard","hentry","category-pressemitteilungen","location-zypern"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/posts\/4742","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/comments?post=4742"}],"version-history":[{"count":0,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/posts\/4742\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/media?parent=4742"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/categories?post=4742"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/tags?post=4742"},{"taxonomy":"location","embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/location?post=4742"},{"taxonomy":"expertises","embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/expertises?post=4742"},{"taxonomy":"key_contact","embeddable":true,"href":"https:\/\/www.kyprianou.com\/el\/wp-json\/wp\/v2\/key_contact?post=4742"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}